-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G6ivCp8bkD46ZDtpYvdrMe5+/C1jlorBTO6gewAlHjsTwoKdPCAI8SQzI9aD46pj cuQs4L+LyuhYBvtm7wKXgg== 0000813828-03-000092.txt : 20030401 0000813828-03-000092.hdr.sgml : 20030401 20030321170926 ACCESSION NUMBER: 0000813828-03-000092 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010815 DATE AS OF CHANGE: 20030401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWAY GAMES INC CENTRAL INDEX KEY: 0001022080 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222906244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49599 FILM NUMBER: 03612772 BUSINESS ADDRESS: STREET 1: 2704 WEST ROSCOE STREET CITY: CHICAGO STATE: IL ZIP: 60618 BUSINESS PHONE: 7739612222 MAIL ADDRESS: STREET 1: 3401 NORTH CALIFORNIA AVE CITY: CHICAGO STATE: IL ZIP: 60618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL AMUSEMENTS INC /MD/ CENTRAL INDEX KEY: 0000913264 STANDARD INDUSTRIAL CLASSIFICATION: TELEVISION BROADCASTING STATIONS [4833] IRS NUMBER: 042261332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 ELM STREET CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 6174611600 MAIL ADDRESS: STREET 1: 200 ELM STREET CITY: DEBHAM STATE: MA ZIP: 02026 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL AMUSEMENTS INC DATE OF NAME CHANGE: 19931008 SC 13D/A 1 mwy13d-a4b.txt 13D AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________________________________________ SCHEDULE 13D (Amendment No. 4) Under the Securities Exchange Act of 1934 MIDWAY GAMES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 598-148-104 (CUSIP Number) Sumner M. Redstone 200 Elm Street Dedham, Massachusetts 02026 Telephone: (781) 461-1600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 13, 2001 (Date of Event which Requires Filing of this Statement) _________________________________________________________ If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. CUSIP No. 598-148-104 Page 1 of 7 Pages Schedule 13D/A - ----------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SUMNER M. REDSTONE S.S. No. - ----------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) - ----------------------------------------------------------------- / / (b) - ----------------------------------------------------------------- (3) SEC Use Only - ----------------------------------------------------------------- (4) Sources of Funds (See Instructions) PF - ----------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - ----------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ----------------------------------------------------------------- Number of (7) Sole Voting Power 6,614,265 Shares -------------------------------------------- Beneficially (8) Shared Voting Power Owned by -------------------------------------------- Each (9) Sole Dispositive Power 6,614,265 Reporting -------------------------------------------- Person With (10) Shared Dispositive Power - ----------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 10,737,036* - ----------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 28.5% - ----------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ----------------------------------------------------------------- *Includes shares owned by National Amusements, Inc. CUSIP No. 598-148-104 Page 2 of 7 Pages Schedule 13D/A - ----------------------------------------------------------------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person NATIONAL AMUSEMENTS, INC. I.R.S No. 04-2261332 - ----------------------------------------------------------------- (2) Check the Appropriate Box if a Member of Group (See Instructions) / / (a) - ----------------------------------------------------------------- / / (b) - ----------------------------------------------------------------- (3) SEC Use Only - ----------------------------------------------------------------- (4) Sources of Funds (See Instructions) N/A - ----------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). - ----------------------------------------------------------------- (6) Citizenship or Place of Organization Maryland - ---------------------------------------------------------------- Number of (7) Sole Voting Power 4,122,771 Shares -------------------------------------------- Beneficially (8) Shared Voting Power Owned by -------------------------------------------- Each (9) Sole Dispositive Power 4,122,771 Reporting -------------------------------------------- Person With (10) Shared Dispositive Power - ----------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,122,771 - ----------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 10.9% - ----------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - ----------------------------------------------------------------- Page 3 of 7 Pages Item 1. Security and Issuer. -------------------- This Amendment No. 4 amends the Statement on Schedule 13D filed with the SEC on April 15, 1998 by Mr. Sumner M. Redstone and National Amusements, Inc. ("NAI") and amended on December 18, 1998 and on May 1, 2000 with respect to the voting common stock, $.01 par value per share (the "Common Shares"), of Midway Games Inc. (the "Issuer"), a Delaware corporation, with its principal executive office located at 3401 North Carolina Avenue, Chicago, IL 60618. Item 2. Identity and Background. ------------------------- Item 2 is amended and restated in its entirety as follows: "This Statement is being filed by Mr. Sumner M. Redstone and National Amusements, Inc. ("NAI"). NAI, a Maryland corporation, has its principal office at 200 Elm Street, Dedham, Massachusetts 02026. NAI's principal businesses are owning and operating movie theaters in the United States, the United Kingdom and South America and holding the common stock of NAIRI, a Delaware corporation. Mr. Redstone holds 66-2/3% of the voting securities of NAI, as a voting trustee of the Sumner M. Redstone Trust, and is the voting trustee of an additional 16 2/3% of the voting securities of NAI, held by the National Amusements, Inc. SER Voting Trust. Sumner M. Redstone is an individual whose business address is c/o National Amusements, Inc., 200 Elm Street, Dedham, Massachusetts 02026. Mr. Redstone's principal occupation is Chairman of the Board and Chief Executive Officer of NAI and Chairman of the Board, Chief Executive Officer of Viacom Inc. The executive officers and directors of NAI are set forth on Schedule I attached hereto. Schedule I sets forth the following information with respect to each such person: (a) Name; (b) Residence or business address; and (c) Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. During the last five years, neither of the Reporting Persons nor any person named in Schedule I attached hereto has been (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. All of the directors of NAI, including Mr. Sumner M. Redstone, are citizens of the United States. Page 4 of 7 Pages Item 5. Interest in Securities of the Issuer. ------------------------------------ Item 5 is hereby amended and restated in its entirety as follows: (a) NAI is currently the beneficial owner, with sole dispositive and voting power, of 4,122,771 Common Shares, or approximately 10.9%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). (b) Mr. Sumner M. Redstone is currently the beneficial owner, with sole dispositive and voting power, of 6,614,265 Common Shares, or approximately 17.5%, of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). As a result of his stock ownership in NAI, Mr. Sumner M. Redstone is deemed the beneficial owner of an additional 4,122,771 Common Shares of the issued and outstanding Common Shares of the Issuer, for a total of 10,737,036 Common Shares, or approximately 28.5% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). (c) Ms. Shari Redstone, a director and executive officer of NAI, is currently the beneficial owner, with sole dispositive and voting power of 9,581 shares, or less than 1% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). (d) Mr. Philippe P. Dauman, a director of NAI, is currently the beneficial owner, with sole dispositive and voting power of 205,988 shares, or less than 1% of the issued and outstanding Common Shares of the Issuer (based on the number of Common Shares that were reported by the Issuer to be issued and outstanding as of May 4, 2001). Transactions effected during the past 60 days. SUMNER M. REDSTONE ---------------------------------- DATE NO. OF PRICE WHERE AND HOW SHARES EXECUTED --------- ------- ------ ------------- 8/09/2001 1,200 13.91 Bear, Stearns, New York, New York 8/09/2001 2,000 13.97 " 8/09/2001 3,300 13.98 " 8/09/2001 1,500 13.99 " 8/09/2001 1,200 14.15 " 8/09/2001 1,800 14.20 " 8/09/2001 600 14.21 " 8/09/2001 1,100 14.22 " 8/09/2001 4,500 14.23 " 8/09/2001 1,300 14.25 " 8/09/2001 2,900 14.26 " 8/09/2001 1,500 14.29 " 8/09/2001 100 14.30 " Page 5 of 7 Pages DATE NO. OF PRICE WHERE AND HOW SHARES EXECUTED --------- ------- -------- -------------- 8/09/2001 1,500 14.32 " 8/09/2001 500 14.33 " 8/09/2001 1,600 14.35 " 8/09/2001 1,500 14.37 " 8/09/2001 1,400 14.40 " 8/09/2001 5,400 14.48 " 8/09/2001 6,600 14.49 " 8/09/2001 2,000 14.50 " 8/10/2001 400 13.98 " 8/10/2001 500 14.05 " 8/10/2001 500 14.06 " 8/10/2001 500 14.09 " 8/10/2001 11,100 14.10 " 8/10/2001 2,500 14.11 " 8/10/2001 2,500 14.12 " 8/10/2001 15,600 14.15 " 8/10/2001 800 14.16 " 8/10/2001 2,000 14.18 " 8/10/2001 2,000 14.19 " 8/10/2001 9,200 14.20 " 8/10/2001 1,000 14.22 " 8/10/2001 2,000 14.28 " 8/13/2001 1,000 14.25 " 8/13/2001 5,000 14.30 " 8/13/2001 100 14.40 " 8/13/2001 4,600 14.49 " 8/13/2001 6,300 14.50 " 8/13/2001 6,000 14.60 " 8/13/2001 200 14.63 " 8/13/2001 900 14.64 " 8/13/2001 5,900 14.65 " 8/13/2001 100 14.67 " 8/13/2001 1,500 14.68 " 8/13/2001 300 14.69 " 8/13/2001 18,000 14.70 " 8/13/2001 100 14.72 " 8/13/2001 300 14.73 " 8/13/2001 500 14.75 " 8/13/2001 10,900 14.80 " 8/13/2001 100 14.83 " 8/13/2001 26,700 14.90 " 8/13/2001 3,900 14.91 " 8/13/2001 3,300 14.99 " 8/13/2001 24,700 15.00 " All of the above transactions were purchases. Page 6 of 7 Pages Signatures After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Pursuant to Rule 13d- 1(k)(1), each of the undersigned agrees that this statement is filed on behalf of each of us. August 13, 2001 /s/ Sumner M. Redstone ----------------------- Sumner M. Redstone, Individually National Amusements, Inc. By: /s/ Sumner M. Redstone ----------------------- Name: Sumner M. Redstone, Title:Chairman and Chief Executive Officer Page 7 of 7 Pages SCHEDULE I NATIONAL AMUSEMENTS, INC. --------------------------- EXECUTIVE OFFICERS - --------------------------------------------------------------------- Name and Address of Corporation Business or Principal or Name Residence Address Occupation Other or Employment Organization in which Employed - --------------------------------------------------------------------- Sumner M. Viacom Inc. Chairman of the National Redstone 1515 Broadway Board and Chief Amusements, Inc. New York, NY l0036 Executive Officer 200 Elm Street of Viacom Inc.; Dedham, MA Chairman of the 02026 Board and Chief Executive Officer Viacom Inc. of National 1515 Broadway Amusements, Inc.; New York, N.Y. Chairman and 10036 President of NAIRI, Inc. - --------------------------------------------------------------------- Shari National President of National Redstone Amusements, Inc. National Amusements, Inc. 200 Elm Street Amusements, Inc. 200 Elm Street Dedham, MA 02026 and Executive Vice Dedham, MA President of NAIRI, 02026 Inc. - -------------------------------------------------------------------- Jerome National VP and Treasurer of National Magner Amusements, Inc. National Amusements, Inc. 200 Elm Street Amusements, Inc., 200 Elm Street Dedham, MA 02026 and NAIRI, Inc. Dedham, MA 02026 - --------------------------------------------------------------------- Richard National Vice President of National Sherman Amusements, Inc. National Amusements, Inc. 200 Elm Street Amusements, Inc. 200 Elm Street Dedham, MA 02026 and NAIRI, Inc. Dedham, MA 02026 - --------------------------------------------------------------------- DIRECTORS - --------------------------------------------------------------------- Name and Address Business or Principal of Corporation Name Residence Address Occupation or or Employment Other Organization in which Employed - --------------------------------------------------------------------- Sumner M. Viacom Inc. Chairman of the National Redstone 1515 Broadway Board and Chief Amusements, New York, NY l0036 Executive Officer Inc. of Viacom Inc.; 200 Elm Street Chairman of the Dedham, MA Board and Chief 02026 Executive Officer of National Viacom Inc. Amusements, Inc.; 1515 Broadway Chairman and New York, N.Y. President of NAIRI, 10036 Inc. - --------------------------------------------------------------------- Shari National President of National Redstone Amusements, Inc. National Amusements, 200 Elm Street Amusements, Inc. Inc. Dedham, MA 02026 and Executive Vice 200 Elm Street President of NAIRI, Dedham, MA Inc. 02026 - --------------------------------------------------------------------- George S. Winer & Abrams Attorney Winer & Abrams Abrams 60 State Street 60 State Street Boston, MA 02109 Boston, MA 02109 - --------------------------------------------------------------------- David Lourie and Cutler Attorney Lourie and Andelman 60 State Street Cutler Boston, MA 02109 60 State Street Boston, MA 02109 - --------------------------------------------------------------------- Philippe P. DND Capital Co-Chairman and CEO DND Capital Dauman Partners, LLC of DND Capital Partners, LLC 9 West 57th St., Partners LLC 9 West 57th Suite 4615 St., Suite 4615 New York, N.Y. New York, N.Y. 10019 10019 - --------------------------------------------------------------------- Brent D. c/o Showtime Director of National Redstone Networks Inc. National Amusements, 1633 Broadway Amusements, Inc. Inc. New York, NY 10019 200 Elm Street Dedham, MA 02026 -----END PRIVACY-ENHANCED MESSAGE-----